Shortages in obligations arising out of internal netting of trades
Client Registration Documents (Rights & Obligations,Risk Disclosure Document,Do's & Don't's)in Vernacular Language
Code Modification Policy
INTERNAL CONTROL POLICY
Policy of Inactive Account
Policy of outsource Activities
Policy for risk
Stock Brokers can accept securities as margin from clients only by way of pledge
in the depository system w.e.f. September 1, 2020.
Update your mobile number & email Id with your stock broker/depository participant
and receive OTP directly from depository on your email id and/or mobile number to
Pay 20% upfront margin of the transaction value to trade in cash market segment.
Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued
vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated
August 31, 2020 and other guidelines issued from time to time in this regard.
Check your Securities /MF/ Bonds in the consolidated account statement issued by
NSDL/CDSL every month.
.......... Issued in the interest of Investors